Sanjiv Shukla

Assistant Division Director
Northern California, OR, WA, ID, AK

Sanjiv serves Western division branch managers, financial advisors, and their teams from the RJFS regional office located in Frisco, Texas. Sanjiv joined RJFS in October 2006, working at the Raymond James home office in St. Petersburg, Florida, in what is now the Dispute Resolution unit of RJFS Compliance. In December 2010, Sanjiv became compliance supervisor for RJFSA, RJFS’s registered investment advisor. Sanjiv assumed his current role in June 2015, and relocated to Frisco from his hometown of Phoenix, Arizona, in July 2018.

Prior to joining Raymond James, Sanjiv sold and serviced fixed and variable annuities, life insurance policies, and other financial services for New England Financial, an affiliate of Metropolitan Life. Sanjiv leverages his experience as a financial representative to understand the needs of the financial advisors he serves, and his experience both in the field and behind the scenes in compliance help him to build and maintain relationships with these advisors.

Sanjiv graduated from Arizona State University with a bachelor’s degree in microbiology. Sanjiv also has an MBA from the full-time program at Michigan State University. An avid sports fan, Sanjiv is a proud supporter of his hometown Arizona teams. Sanjiv also serves on the board of directors for a Phoenix-area charter school. Sanjiv is married and has three children.